Investment Management Counsel
Job Description
<div class="flex-1 overflow-hidden"> <div class="react-scroll-to-bottom--css-ctgbu-79elbk h-full dark:bg-gray-800"> <div class="react-scroll-to-bottom--css-ctgbu-1n7m0yu"> <div class="flex flex-col items-center text-sm dark:bg-gray-800"> <div class="group w-full text-gray-800 dark:text-gray-100 border-b border-black/10 dark:border-gray-900/50 bg-gray-50 dark:bg-[#444654]"> <div class="text-base gap-4 md:gap-6 md:max-w-2xl lg:max-w-xl xl:max-w-3xl p-4 md:py-6 flex lg:px-0 m-auto"> <div class="relative flex w-[calc(100%-50px)] flex-col gap-1 md:gap-3 lg:w-[calc(100%-115px)]"> <div class="flex flex-grow flex-col gap-3"> <div class="min-h-[20px] flex flex-col items-start gap-4 whitespace-pre-wrap"> <div class="markdown prose w-full break-words dark:prose-invert light"> <h3><strong>Join Our Team as an Attorney at Axiom</strong></h3> <p>We are seeking an <strong data-start="315" data-end="357">Investment & Wealth Management Counsel</strong> to join our <strong data-start="370" data-end="397">Financial Services team</strong>. In this role, you will provide expert legal advice and support to our clients on investment advisory, fiduciary obligations, and wealth management matters, helping ensure regulatory compliance and mitigate risk.</p> <h3><strong>Responsibilities:</strong></h3> <ul> <li data-start="1075" data-end="1204">Draft, review, and negotiate <strong data-start="1104" data-end="1201">investment advisory agreements, trust agreements, and related wealth management documentation</strong>.</li> <li data-start="1207" data-end="1335">Provide legal guidance on <strong data-start="1233" data-end="1275">fiduciary duties and standards of care</strong>, including compliance with <strong data-start="1303" data-end="1332">SEC and FINRA regulations</strong>.</li> <li data-start="1338" data-end="1489">Advise clients on <strong data-start="1356" data-end="1417">asset allocation and portfolio diversification strategies</strong> in the context of wealth management and investment advisory services.</li> <li data-start="1492" data-end="1627">Support clients with <strong data-start="1513" data-end="1580">regulatory compliance under the Investment Advisers Act of 1940</strong> and other applicable securities regulations.</li> <li data-start="1630" data-end="1782">Assist in the development and implementation of <strong data-start="1678" data-end="1708">tailored wealth strategies</strong> and conduct <strong data-start="1721" data-end="1742">fiduciary reviews</strong> for investment and advisory programs.</li> <li data-start="1785" data-end="1916">Collaborate with internal legal, compliance, and financial teams, as well as external advisors, trustees, and portfolio managers.</li> <li data-start="1919" data-end="2028">Provide counsel on <strong data-start="1938" data-end="2025">investment structures, including unregistered funds and private investment vehicles</strong>.</li> <li data-start="2031" data-end="2178">Manage fiduciary, compliance, and investment-related legal matters for clients in the <strong data-start="2117" data-end="2175">financial services, private wealth, and credit sectors</strong>.</li> <li data-start="2181" data-end="2332">Monitor industry developments and <strong data-start="2215" data-end="2301">regulatory updates impacting investment advisors, fiduciaries, and wealth managers</strong> to provide proactive guidance.</li> </ul> <h3><strong>Qualifications:</strong></h3> <ul> <li data-start="2360" data-end="2473"><strong data-start="2360" data-end="2386">6+ years of experience</strong> advising on inve